#investor-protection

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fromwww.aljazeera.com
5 days ago

India's ban on Jane Street raises concerns over regulator role

The order by the Securities and Exchange Board of India to ban Jane Street for price manipulation has raised significant concerns regarding investor protection and regulatory oversight.
US politics
fromThe Daily Upside
2 weeks ago

Investor Advocacy Group Criticizes FINRA's Remote Inspections

"What FINRA should be doing is adding more robust inspection requirements instead of limiting them," he told Advisor Upside. "We've seen regularly over the last 10 years a lack of sufficient supervision necessary to protect investors."
US politics
Fundraising
fromBrooklyn Eagle
2 months ago

Former private equity executives sentenced to prison

Gentile and Schneider sentenced to prison for defrauding investors in GPB Capital scheme. Their actions led to significant financial losses for over 10,000 investors.
London
fromwww.theguardian.com
8 months ago

Investment firm London Capital & Finance was Ponzi scheme, court rules

LCF operated as a Ponzi scheme, misleading investors and causing significant financial losses, as ruled by a London judge.
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